When time is critical, we deliver precise, actionable guidance. Whether you need a quick interpretation of an OCC rule, a margin call review, or a second set of eyes on spread file submissions, we provide clarity fast. Our short training sessions help your team master the nuances of margin requirements, collateral eligibility, and key OCC procedures.

For members ready to improve efficiency, we conduct in-depth margin optimization analyses—modeling savings by restructuring positions, adjusting product mix, and deploying offsetting collateral. We develop collateral strategies that maximize offsets and reduce haircuts, and we perform workflow audits to ensure your clearing and settlement processes are not only compliant but also efficient.

Our consultants identify positions and practices that could trigger OCC intervention under rules like 305,307 & 609 ensuring you can act before the clearinghouse does. We design risk management frameworks that align with OCC’s risk model, safeguarding against credit, liquidity, and idiosyncratic risks.

For firms undergoing major change—or seeking to transform their clearing operations—we offer full clearing membership readiness programs, end-to-end margin efficiency projects, and embedded operational support. We can manage the entire process of OCC membership applications, lead large-scale restructuring for capital efficiency, and coordinate regulatory engagement strategies for SEC, CFTC, and OCC examinations.